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Regulatory DisclosureFinancial & Investment Management Advisors, Inc. (F&IMA) is a Registered Investment Advisory Firm registered with the U.S. Securities Exchange Commission and notice filed in the states of Louisiana, Texas, Tennessee, Florida, Arizona and Alabama. A full Disclosure Brochure is available upon request. We do not render or offer to render personalized investment advice or financial planning advice through this web site. This site is limited to providing you with general information on our services and provides a way for you to contact us. Advice can only be rendered after all of the following conditions are met:
Furthermore, Scott E. Bordelon, CFP®, AAMS, President of Financial & Investment Management Advisors, Inc. is a registered securities principal. Our registered representatives, are registered with LPL Financial member FINRA/SIPC. Securities offered through LPL Financial member of FINRA/SIPC. FINRA web site is www.FINRA.org. Investment Advisory Services offered through Financial & Investment Management Advisors, Inc., an SEC Registered Investment Advisory Firm. Financial & Investment Management Advisors, Inc. is a separate entity and is not affiliated with LPL Financial. Information contained herein, is intended for use only by individuals residing in states where our Registered Representatives and Advisory Associates are registered or where an exception from registration is available, and no new account will be accepted unless and until all local regulations have been satisfied. The states in which our Registered Representatives and Advisory Associates are registered are Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Nevada, New jersey, New York, North Carolina, Ohio, Oregon, Tennessee, Texas, Wisconsin and Wyoming. Securities-related services may not be provided to individuals accessing this information from any state not listed above. Other DisclaimersThe information in this web site is based on data gathered from sources, which we believe to be reliable. It is not guaranteed as to accuracy, does not purport to be complete and is not intended as the primary basis for investment decisions. Additionally, it should not be construed as advice meeting the particular investment needs of any investor. All references made to investment or portfolio performance are based on historical data; one should not assume that this performance will continue in the future. This information is not intended to be a substitute for individualized tax, legal, investment planning advice. We suggest that you discuss your tax issues with a qualified tax advisor. Any legal opinions, documents, agreements and/or legal instruments are solely the responsibility of the clients legal counsel. We at F&IMA, Inc. do not offer legal advice, legal opinions, or prepare legal documents. We would be happy to refer you to attorneys we normally work with, or work with your attorney.
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Send mail to sbordelon@fimadvisors.com with questions or comments about this web site.Investment Advisory Services offered through Financial & Investment Management Advisors, Inc., an SEC Registered Investment Advisory Firm. Securities offered through LPL Financial, member FINRA/SIPC. Financial & Investment Management Advisors, Inc. is a separate entity and is is not affiliated with LPL Financial.The LPL Financial registered representative associated with this site may discuss and/or transact securities business with residents of the states listed in the following page: Regulatory Disclosure Information. Certified Financial Planner Board of Standards Inc. owns
the certification marks CFP®,
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