Regulatory Disclosure

Financial & Investment Management Advisors, Inc. (F&IMA) is a  Registered Investment Advisory Firm registered with the U.S. Securities Exchange Commission and the State of Louisiana.  A full Disclosure Brochure is available upon request. We do not render or offer to render personalized investment advice or financial planning advice through this web site. This site is limited to providing you with general information on our services and provides a way for you to contact us.  Advice can only be rendered after all of the following conditions are met:

1.  Delivery of our Disclosure Brochure to you.

2.  Execution of an Investment Advisory and/or Financial Planning Engagement Agreement between us.

3.  Payment of the planning retainer fee or investment advisory retainer fee by you to F&IMA.

Furthermore, Scott E. Bordelon, CFP^®, AAMS, President of Financial & Investment Management Advisors, Inc. is a registered securities principal. Our registered representatives, are registered with Mutual Service Corporation, a Registered Broker/Dealer, member FINRA/SIPC.  Financial & Investment Management Advisors, Inc. is not affiliated with Mutual Service Corporation.   Information contained herein, is intended for use by individuals residing in states where our Registered Representatives and Advisory Associates are registered or where an exception from registration is available, and no new account will be accepted unless and until all local regulations have been satisfied. The states in which our Registered Representatives and Advisory Associates are registered are Louisiana, Texas, Florida, Arkansas, Alabama, North Carolina, South Carolina, Georgia, Massachusetts, Mississippi, California, Tennessee, New Mexico, Illinois, Maryland, Arizona and Colorado.  Securities-related services may not be provided to individuals accessing this information from any state not listed above.

Other Disclaimers

The information in this web site is based on data gathered from sources, which we believe to be reliable. It is not guaranteed as to accuracy, does not purport to be complete and is not intended as the primary basis for investment decisions. Additionally, it should not be construed as advice meeting the particular investment needs of any investor. All references made to investment or portfolio performance are based on historical data; one should not assume that this performance will continue in the future.

Any legal opinions, documents, agreements and/or legal instruments are solely the responsibility of the clients legal counsel.  We at F&IMA, Inc. do not offer legal advice, legal opinions, or prepare legal documents.   We would be happy to refer you to attorneys we normally work with, or work with your attorney.

[ Home ]

Send mail to webmaster@fimadvisors.com with questions or comments about this web site.

Regulatory Disclosure Information

Securities offered through Mutual Service Corporation. Mutual Service Corporation and LPL Financial are affiliated companies and are members of FINRA/SIPC. FINRA web site is www.FINRA.org.  Investment Advisory Services offered through Financial & Investment Management Advisors, Inc., an SEC Registered Investment Advisory Firm. Financial & Investment Management Advisors, Inc. is not affiliated with Mutual Service Corporation or LPL Financial.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, and Certified Financial PLANNER™, which it awards to individuals who successfully complete initial and ongoing certification requirements.

Copyright © 2000-2008 Financial & Investment Management Advisors, Inc.
Last modified: May 01, 2008